Bonjour à tous, C’est l’heure du Pick of the Week, le meilleur de l’actualité Capital Market, Asset Management, Digital, Management et Réglementation bancaire par Ailancy. N’hésitez pas à réagir, à commenter et à partager 🙂 Vincent ———————- Capital Markets et Banque La Société générale, BNP Paribas, Exane, Natixis et HSBC visées par des perquisitions dans… Lire la suite
POSTS TAGGED : Compliance
Pick of the week – BlackRock sur la route des 10 000 milliards d’actifs
Comme chaque semaine, retrouvez une sélection du meilleur de l’actualité Capital Market, Asset Management, Digital, Management et Réglementation bancaire.
SRD 2: a key opportunity for promoting long-term engagement from investors and vivifying corporate governance
European bodies decided to revise the Shareholder Rights Directive (SRD) with a local implementation awaited by June 2019. Headlink clarifies the key stakes around the regulation.
8 steps for an agile banking
Structural transformations are not easy matters. The future of your bank may be agile, but switching to new management means requires full depth reflexion. This reflexion can start with the 8 following steps: 1 Consolidate your basics Agility is a powerful tool, when used properly. It is not to be confused with anarchy (do what… Lire la suite
Market data supply is a Bn 30 USD industry linking vendors providing financial information to end users: simple, basic.
When it comes to market data, equation is simple: sources + content + users + means = Bn 30 USD . And if at first sight, we easily sense that it comes to selling shovels in a gold rush, some comments on each element of the equation may be useful to grasp what this is… Lire la suite
Investment Company Liquidity Risk Management & Reporting Modernization: How far along are you in your compliance journey?
With legislative changes impacting Investment Companies on liquidity risk management and reporting modernization, how ready is your organization to comply with SEC 22e-4? While the SEC (U.S. Securities and Exchange Commission) issued the final ruling in Q4-2016, time is certainly running out for investment companies impacted by the regulation to comply with SEC rule 22e-4…. Lire la suite
Need to address regulatory emergency? Compliance needs to re-think itself
Under the oppressing regulatory overburdens, Compliance has become a strategic function attracting banks management’s full attention Non-compliance risk is defined as the risk of not complying with regulatory obligations applying to banking and financial activities including the prevention of money laundering, terrorism financing and relating to professional and ethics norms. Non-compliance risks takes the form… Lire la suite
The dust of MiFID II storming Investment Research has yet to settle
As MiFID II enters into force, the dust of the storm revolutionizing investment research it created has not settled yet. Buy-side companies and research providers have yet to rapidly conclude prices negotiation and contract the resulting substantial costs reductions. Moreover, in order to look beyond MiFID II’s enforcement and the required swift and timely adaptations:… Lire la suite